Carty & Company, Inc.
Investment Services
Carty & Company is a traditional securities broker/dealer. Like a captain and a navigator, clients who want to control their financial destination and decisions but want an experienced and knowledgeable right hand person’s guidance, could benefit from a traditional broker/dealer account. We charge a one-time fee or commission with each transaction, included in the price and yield you receive. Putting our client’s best interest in front of our own, investment recommendations are based on each client’s risk tolerance and investment objectives. We do not charge an annual fee for our services, which is why Carty believes our transactional model will benefit most clients.
Carty & Company, Inc.
The Team
Carty & Company, Inc. is a full-service investment broker/dealer located in Memphis, TN. We are a nationally recognized, locally owned, well capitalized firm with over 50 years of experience in fixed income trading and sales. Licensed in 52 states and territories, we have expertise in servicing individual as well as institutional clients.
Check the background of this firm on FINRA’s BrokerCheck.
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Broker-Dealer vs. Investment Advisor: What’s the Difference?
July 20, 2020
There are several types of financial professionals. It is important to understand the differences when making a decision that involves your financial future.
What is Reg BI?
July 20, 2020
As the laws change, Carty & Company devotes time and training to make sure our financial professionals put your interests before their own. Learn more about Reg BI.