Individual Clients

  • Our #1 priority is to help clients make suitable investment decisions.

  • Specializing in Fixed Income for over 45 years

    Learn More
  • Our experienced support staff is always available to clients

    Learn More

Carty & Company is a general securities broker/dealer, specializing in fixed income securities for the individual investor. Our retail trading desk purchases inventory with our individual client in mind, endeavoring to give our clientele a full range of financial products at the best available prices.   Carty’s fixed income trading desk is second to none in expertise and knowledge of the tax-free municipal and taxable corporate bond market.   Our extremely competent support staff has longevity and experience in the financial services industry and is always available to our clients. In a highly regulated environment, Carty & Company is a registered broker/dealer with the Securities and Exchange Commission and a member of FINRA. Our customer’s funds and securities are protected by the Security Investors Protection Corporation (SIPC) to the maximum limits provided. Carty & Company is licensed in 52 states and territories.